W彩票网在线投注:Membership and Directories

W彩票网网站 www.z8fhm.com.cn All registered FCMs, RFEDs, IBs, SDs, MSPs, CPOs and those registered CTAs who direct client accounts or provide tailored investment advice must be NFA Members. CFTC registered APs of NFA Members must be NFA Associate Members.

NFA Membership Totals

As of February 28, 2019


Total Membership* 3,593

Membership by Category
Commodity Trading Advisors 1,584
Commodity Pool Operators 1,458
Futures Commission Merchants 64
Introducing Brokers 1,132
Major Swap Participants 0
Retail Foreign Exchange Dealers 3
Swap Dealers 103
Exchanges 6
Associates 48,774

*Total membership counts each NFA Member entity once. However, many NFA Members are registered in multiple categories. For example, a CPO may also be registered as a CTA and would be counted in each category. Therefore, totaling all categories will not equal the total membership count.

NFA Directories and Registries

For more information on NFA Members, access NFA's directories, which include, among other details, a firm's registration and membership status, NFA ID, and city, state, province (if applicable) and country. These directories are available as CSV files.

Please note CFTC registration or NFA membership status does not reflect an endorsement of a firm. Investors and NFA Members are urged to do a thorough background check prior to engaging in a business relationship with a firm by visiting NFA's Background Affiliation Status Information Center (BASIC).

Directory of CFTC Registrants and NFA Members

Sub-Directories

Commodity Pool Operator (CPO) Directory

Commodity Trading Advisor (CTA) Directory

CPO and CTA Directory

Futures Commission Merchant (FCM), Retail Foreign Exchange Dealer (RFED), and Forex Dealer Member (FDM) Directory

Introducing Broker (IB) with FCM or RFED guarantor, Independent IB Directory

  • IB Directory also contains the guarantor firm's NFA ID and name.
  • Temporary licenses allow guaranteed IB applicants to conduct business in the registration capacity while NFA is conducting the required background checks.

Swap Dealer (SD) Registry

The SD Registry is available in three different formats.

The directories and registry are updated by 5:00 a.m. CT each morning with the updated files reflecting the information as of the previous business day. The generated date listed in the XML file of the SD Registry is the date and time the report was created.

Explanation of Registration Status

  • Pending status indicates the firm is an applicant for CFTC registration and/or NFA membership.
  • Registered status indicates the firm has completed all registration requirements to be designated as a full CFTC registrant.
  • Conditional registration indicates the firm's registration is contingent upon complying with specified conditions imposed in a registration action.
  • SD Registry only: Provisional registration is granted to swap applicants who have completed all registration filings and have filed documentation that demonstrates compliance, including the ability to comply, with the applicable Section 4s Implementing Regulations.
  • 在中国科学院第十九次院士大会、br中国工程院第十四次院士大会上的讲话 2019-07-16
  • 奇点金服获一亿元B轮融资 战略合作发布 2019-07-16
  • 被欧洲国家踢皮球的移民船终靠岸 地中海漂泊一周 2019-07-15
  • 【北京页川车型报价】北京页川4S店车型价格 2019-07-14
  • 张德江:必须切实把人民当家作主落实到国家政治生活和社会生活之中 2019-07-13
  • 女性之声——全国妇联 2019-07-12
  • 山西省人民代表大会常务委员会 2019-07-12
  • 科学家发现混元兽 是距今1.26亿年哺乳动物--旅游频道 2019-07-11
  • 骗子用女子照片制作“通缉令” 诈骗对方11万 2019-07-10
  • 三只树懒漂洋过海亮相杭州 看着都困 2019-07-09
  • 新西兰成中国猎取情报最易下手目标?这报告让世界笑了 2019-07-09
  • 紫光阁中共中央国家机关工作委员会 2019-07-08
  • 徕卡M10限量版外观曝光-热门标签-华商网数码 2019-07-07
  • 质疑的能力都没有,还有批判的余地吗》?看着就想笑 2019-07-06
  • 诺基亚刘海屏新机曝光 4月27日线上开卖 2019-07-05
  • 北京快三分析 河南快三走势图3012 黑龙江p62规则 江西时时彩必赢技巧 最诡异彩票号码2019年 澳洲幸运10开奖app下载 今晚福建36选7走势 福建快3走势图开奖结果 e球彩走势图 实况足球2010德甲补丁 4串11全对奖金怎么算 北京快中彩官方网站 云南时时彩开奖结果表 青海快三规律 三肖中特今晚期期唯